Guidelines on the extent of internal policies, procedures and controls (incl. the compliance function)
- Artículos
- Art. 9(4) AMLR
- Base jurídica
- AMLR art. 9(4)
- Previsto
- 30 de junio de 2027
- Se aplica a
- todo tipo de entidad obligada
Today's EBA guideline or EBA-drafted standard on this topic is final and applies (Art. 54(5) AMLAR). AMLA will replace it with its own text under the AML package; no consultation paper exists yet. The expected date follows AMLA's programming document or the statutory deadline.
Qué regula
The elements obliged entities take into account, given the nature, risks, complexity and size of their business, when deciding the extent of their internal policies, procedures and controls, in particular the staff allocated to the compliance function, and the situations in which the compliance manager and compliance officer roles may be simplified. Statutory deadline 10 July 2026; AMLA schedules the consultation for Q1 2027 and the final guidelines for Q2 2027 and set up a task force in July 2026. Until then the EBA Guidelines on the role and responsibilities of the AML/CFT compliance officer (EBA/GL/2022/05) remain in force.
Qué significa en la práctica
Recalibrate AML governance: appointment of a compliance manager at management-body level, mandate of the compliance officer, reporting lines and 3LoD; size the compliance function against the guideline once consulted.
Los títulos, resúmenes y notas de versión son la redacción oficial en inglés del registro y se mantienen en inglés en cada versión lingüística; las etiquetas de estado y las fechas están traducidas.
Versiones y qué cambió
- Documento de consultaaún no disponible
- Borrador finalaún no disponible
- Presentado a la Comisiónaún no disponible
- Publicado en el Diario Oficialaún no disponible
Fuentes
- EBA - Guidelines on the role and responsibilities of the AML/CFT compliance officer, EBA/GL/2022/05 (14 Jun 2022)
- AMLA - planning of RTS, ITS and Guidelines: Annex XI to the Single Programming Document 2026-2028 (4 Feb 2026)
- AMLA - public summary of the 9th General Board, supervisory composition (1 Jul 2026)
- AMLA - Authority for Anti-Money Laundering
Bloques del marco afectados
Este instrumento en el panel, con los demás instrumentos y el marco: Abrir en el panel