AFM Wwft guidance for investment firms, fund managers and CASPs

What it covers

AFM guidance and Q&As on Wwft compliance for the institutions it supervises, including the transition of crypto-asset service providers to MiCA licensing.

What it means in practice

Reference for AFM-supervised entities until AMLA guidelines apply; watch for AFM statements on the transition.

Sources

• AFM

Framework blocks it lands on

This instrument on the dashboard, with the other instruments and the framework: Open on the dashboard

Other instruments

• RTS on customer due diligence (CDD)Final text, awaiting publication
• RTS on the assessment of the inherent and residual risk profile of obliged entities (financial sector)Final text, awaiting publication
• RTS on group-wide minimum requirements and additional measures for subsidiaries and branches in third countriesFinal text, awaiting publication
• Guidelines on the extent of internal policies, procedures and controls (incl. the compliance function)EBA guideline in force, AMLA successor pending
• Guidelines on targeted financial sanctions (internal policies, procedures and controls)EBA guideline in force, AMLA successor pending
• Guidelines on ML/TF risks, trends and methods involving third countriesAnnounced, no draft yet

Every RTS, Guideline and ITS under the AMLR