Guidelines on the extent of internal policies, procedures and controls (incl. the compliance function)
- Artikel
- Art. 9(4) AMLR
- Rechtsgrundlage
- AMLR art. 9(4)
- Erwartet
- 30. Juni 2027
- Gilt für
- jede Art von Verpflichtetem
Today's EBA guideline or EBA-drafted standard on this topic is final and applies (Art. 54(5) AMLAR). AMLA will replace it with its own text under the AML package; no consultation paper exists yet. The expected date follows AMLA's programming document or the statutory deadline.
Worum es geht
The elements obliged entities take into account, given the nature, risks, complexity and size of their business, when deciding the extent of their internal policies, procedures and controls, in particular the staff allocated to the compliance function, and the situations in which the compliance manager and compliance officer roles may be simplified. Statutory deadline 10 July 2026; AMLA schedules the consultation for Q1 2027 and the final guidelines for Q2 2027 and set up a task force in July 2026. Until then the EBA Guidelines on the role and responsibilities of the AML/CFT compliance officer (EBA/GL/2022/05) remain in force.
Was es in der Praxis bedeutet
Recalibrate AML governance: appointment of a compliance manager at management-body level, mandate of the compliance officer, reporting lines and 3LoD; size the compliance function against the guideline once consulted.
Titel, Zusammenfassungen und Änderungshinweise sind der offizielle englische Wortlaut des Registers und bleiben in jeder Sprachfassung englisch; Statusbezeichnungen und Daten sind übersetzt.
Fassungen und Änderungen
- Konsultationspapiernoch nicht verfügbar
- Endgültiger Entwurfnoch nicht verfügbar
- Bei der Kommission eingereichtnoch nicht verfügbar
- Im Amtsblatt veröffentlichtnoch nicht verfügbar
Quellen
- EBA - Guidelines on the role and responsibilities of the AML/CFT compliance officer, EBA/GL/2022/05 (14 Jun 2022)
- AMLA - planning of RTS, ITS and Guidelines: Annex XI to the Single Programming Document 2026-2028 (4 Feb 2026)
- AMLA - public summary of the 9th General Board, supervisory composition (1 Jul 2026)
- AMLA - Authority for Anti-Money Laundering
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